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US insurance regulators' CLO capital rule changes criticized

Created at 29 Jul · 3:36 AM1 source↑ Market-relevant
IN SHORT

US insurance regulators have revised capital rules for insurers investing in collateralised loan obligations (CLOs). Critics argue the changes underestimate correlations within loan pools and across CLO portfolios, potentially failing to account for tail risks.

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Who's Involved

National Association of Insurance Commissioners
US insurance regulators who agreed to changes in CLO capital rules

↳ Why This Matters

The revised capital rules for CLOs are significant for insurers as they dictate how much capital must be held against these complex financial instruments. Critics' concerns suggest that inadequate risk assessment could lead to financial instability for insurers and broader market repercussions if tail risks materialize.

Key facts

  • US insurance regulators have updated capital rules for insurers' investments in collateralised loan obligations (CLOs).
  • The changes were agreed upon in late June, following a four-year review process.
  • Critics argue the revised rules do not adequately account for correlations within loan pools and across CLO portfolios.
  • These critics suggest the new capital charges may underestimate tail risks associated with CLO investments.

US insurance regulators have finalized changes to capital rules governing insurers' investments in collateralised loan obligations (CLOs). The revisions, agreed upon in late June after a four-year deliberation period, represent the initial phase of a broader regulatory review. However, some industry participants and critics argue that these updated rules fall short of adequately addressing potential risks. Specifically, they contend that the new capital charges underestimate the correlations that exist within loan pools and across different CLO portfolios. This underestimation, critics suggest, could lead to a failure to account for significant tail risks, potentially leaving insurers more exposed than the revised rules imply.

Frequently asked questions

Collateralised loan obligations (CLOs) are structured financial products backed by a pool of loans, typically corporate loans. They are sliced into different tranches with varying levels of risk and return.

Insurers invest in CLOs to generate returns. Capital rules determine the amount of regulatory capital they must hold against these investments, impacting their solvency and investment strategies.

Tail risks refer to low-probability, high-impact events. In CLOs, this could mean a severe economic downturn leading to widespread loan defaults that are more correlated than typically modeled.

What Happens Next

01Further steps in the broader regulatory review of CLO charges are anticipated.

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How It Developed

US insurance regulators agreed to changes in capital rules for insurers investing in CLOs.
The revisions, finalized in late June after four years of deliberation, are the first step in a broader review.
Critics contend the new rules underestimate correlations within loan pools and across CLO portfolios, potentially missing tail risks.

Sources

T1
New CLO charges for insurers miss tail risks, critics sayRisk.net

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